Pathwayのチーム

Ms. Haynes joined Pathway in 2019 and is a vice president of compliance in the California office. She is responsible for ensuring that the firm conducts its business in compliance with all federal, state, and international laws, rules, and regulations, and with all contractual requirements. Ms. Haynes also ensures that the firm maintains the highest level of professional and ethical standards with regard to risk management, anti–money laundering, disaster recovery, books and records, conflicts of interest, personal trading, and code of ethics. Prior to joining Pathway, Ms. Haynes worked as a compliance officer at a wholesale broker-dealer, as well as a corporate/securities paralegal at both private and publicly traded companies. She received a BA in psychology from Occidental College and an MSc from the University of Bristol.