Pathway’s Team

Ms. Harris joined Pathway in 2020 and is a compliance associate in the California office. She is responsible for ensuring that the firm conducts its business in compliance with all federal, state, and international laws, rules, and regulations, and with all contractual requirements. Ms. Harris also ensures that the firm maintains the highest level of professional and ethical standards with regard to risk management, anti–money laundering, disaster recovery, books and records, conflicts of interest, personal trading, and code of ethics. Prior to joining Pathway, Ms. Harris served as a compliance testing officer with MUFG Union Bank, NA. She earned a BA in business administration from Azusa Pacific University and an MBA from the Graziadio School of Business at Pepperdine University.