Archie Guevarra
Compliance Associate CaliforniaMr. Guevarra joined Pathway in 2020 and is a compliance associate in the California office. He is responsible for ensuring that the firm conducts its business in compliance with all federal, state, and international laws, rules, and regulations, and with all contractual requirements. Mr. Guevarra also ensures that the firm maintains the highest level of professional and ethical standards with regard to risk management, anti–money laundering, disaster recovery, books and records, conflicts of interest, personal trading, and code of ethics. Prior to joining Pathway, Mr. Guevarra served as a compliance officer at Collins Bay Island Securities, where he conducted and implemented risk assessments and ensured the firm’s compliance with SEC and FINRA regulations. Prior to that, he was a performance accountant at Collins Associates, overseeing the monthly accounting and performance of the firm’s international and domestic funds of funds and its institutional clients. Mr. Guevarra holds a BS in finance from San Diego State University.